Supply Chain Analysis

FOCI and Compliance Risk

Department of Transportation

Updated March 2024

Primes with 889 or 1260H Compliance Violations

1,240

Chinese Connected Tier 1 Suppliers

Primes with Chinese Connected Owners or Investors

423

Active Contracts over $10M

FOCI and Compliance Risk: DOT

Ark.ai conducted a supply chain analysis of the Department of Transportation, examining the vendors supporting the agency and their subcontractors, subsidiaries, list of suppliers, manufacturers, shippers, and other members of the supply chain. The resulting supplier analysis and supplier profile includes a compliance analysis, an evaluation of foreign ownership and investment and a comprehensive assessment of compliance risk and FOCI risk.

The analysis of DOT resulted in the following statistics. There are 37 Primes with 889 or 1260H Compliance Violations. The count of Chinese Connected Tier 1 Suppliers is 1,240 and the number of Primes with Chinese Connected Owners or Investors is 6.

Information about vendors with compliance violations, Chinese connections, and other supply chain risks are included in the following tables.

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Top Companies with 889 or 1260H Violations

Name	Dollars Awarded	Count of Awards	Count of Violations
AB Sciex LLC	$1,187,188	3	1
ChemTreat, Inc.	$61,301	16	1
Cirrus Design Corporation	$31,509	7	36
OTT HydroMet Corp	$22,934	1	1
Continental Aerospace Technologies, Inc.	$-	2	36

Top Common Tier 1 Suppliers

Name	Count of Common Primes	Dollars Awarded to Primes	Count of Prime Contracts
Carahsoft Technology Corp.	74	$21,611,895	1,711,168
Booz Allen Hamilton Inc.	67	$219,307,994	37,378
Dell Federal Systems L.P.	65	$217,309,886	198,346
CDW Government LLC	64	$659,351,431	379,542
Microsoft Corporation	61	$19,024,134	41,898

Top Contracts with Chinese Connected Suppliers

Contract ID	Supplier Name	Dollars Awarded	Funding Office
693JF720F000011	Qingdao CIMC Special Reefer Co., Ltd.	$337,180,000	DOT MARITIME ADMIN
693JF722F000044	Qingdao CIMC Special Reefer Co., Ltd.	$301,711,505	DOT MARITIME ADMIN
693JF720F000012	Qingdao CIMC Special Reefer Co., Ltd.	$301,230,750	DOT MARITIME ADMIN
693JF721F000014	Qingdao CIMC Special Reefer Co., Ltd.	$294,724,580	DOT MARITIME ADMIN
693JF721F000013	Qingdao CIMC Special Reefer Co., Ltd.	$291,574,580	DOT MARITIME ADMIN

Top Primes with Non-U.S. Revenue Greater than 50%

Name	Non-US Revenue %	Dollars Awarded	Primary Funding Office
Microsoft Corporation	50.1%	$19,024,134	PEO SOLDIER BELVOIR
Plantronics Inc	53.9%	$8,720,281	FAA
Bentley System Inc	58.8%	$4,056,908	USA ENG SPT CTR HUNTSVIL
Mentor Graphics Corp	62.8%	$2,352,352	NASA SSC
SEA Ltd	97.7%	$1,803,482	CONSUMER PRODUCT SAFETY

ABOUT FOCI AND COMPLIANCE RISK

Uncover foreign influence in vendor ecosystem across investors, ownership, key personnel, and geographic locations and unearth organizations in your ecosystem that are non-compliant with U.S. legislative regulations such as Section 889 or 1260H.

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EXPLORE ADDITIONAL ANALYSES

ABOUT ARK.AI

The Ark is the only software platform purpose-built for Defense Acquisition that leverages authoritative commercial data and AI-enabled Applications designed to solve Acquisition challenges. With the Ark, analysts and decision-makers gain the ability to manage Acquisition programs proactively, allowing them to unwind the legacy complexity and effectively field modern warfighting systems that compete with China.

The Leading Defense Acquisition Software.

OUR APPLICATIONS

AI-enabled Applications within The Ark reflect standard workflows across the Defense Acquisition Process. From Science & Technology to Modernization, these Applications allow for the execution of rapid, efficient, data-informed decisions, standardized reporting, and efficient workflow management. The Ark enables your team to transform Defense Acquisition into a strategic advantage.